Information on FCA’s investigations into transactions reports - December 2020

FOI Release Date of Release:

Reference Case Number: FOI7857

Freedom of Information: Right to know request:

  1. The number of unique LEIs representing the EXECUTING ENTITY for a transaction report (RTS22) submitted to the FCA, broken down by year 2018, 2019, and YTD 2020.
  2. The number of transaction reports processed by the FCA, broken down by year 2018, 2019, and YTD 2020.
  3. The number of "Errors & omissions notification forms" received by the FCA, broken down by year 2018, 2019, and YTD 2020.

FCA response:

Refer to supporting document below.

Supporting document

FOI7857 response