Information on financial institutions failure to prevent money laundering - November 2021

FOI Release Date of Release:

Reference Case Number: FOI8706

Freedom of Information: Right to know request:

  1. How many active investigations does the FCA have into financial institutions' failure to implement internal systems and controls in regards to money laundering?
  2. How many of these investigations are criminal investigations?
  3. How many are civil?
  4. How many are dual track?

FCA response: