Information on firms and individuals investigated for defined benefit transfer advice misconduct - July 2020

FOI Release Date of Release:

Reference Case Number: FOI7185

Freedom of Information: Right to know request:

  1. How many firms has the FCA investigated for defined benefit transfer advice misconduct in 2018, 2019, 2020?
  2. How many individuals has the FCA investigated for defined benefit transfer advice misconduct in 2018, 2019, 2020?
  3. How many firms are currently licensed to provide defined benefit transfer advice?

I would like the above information to be provided to me as an electronic copy  

FCA response:

Refer to supporting document below

Supporting document

FOI7185 response