Information on investment firm transaction reporting since January 2020 - May 2020

FOI Release Date of Release:

Reference Case Number: FOI7261

Freedom of Information: Right to know request:

  1. Since January 2020 to date, how many investment firms have reported errors in their transaction reporting
  2. Since January 2020 to date, how many firms has the UK regulator held visits, meetings or conference calls for the specific purpose of discussing the quality of their transaction reporting?
  3. Since January 2020 to date,  how many firms have requested a data extract from the regulator's Market Data Processor (MDP) system against which to check the accuracy of their reporting?

FCA response:

Refer to supporting document below.

Supporting document

FOI7261 response