Information on investment firms reporting errors in their transaction reporting - August 2020

FOI Release Date of Release:

Reference Case Number: FOI7453

Freedom of Information: Right to know request:

  • From 1 April to 30 June 2020, how many investment firms have reported errors in their transaction reporting
  • From 1 April to 30 June 2020, how many firms has the UK regulator held visits, meetings or conference calls for the specific purpose of discussing the quality of their transaction reporting?
  • From 1 April to 30 June 2020, how many firms have requested a data extract from the regulator's Market Data Processor (MDP) system against which to check the accuracy of their reporting?

Refer to supporting documents below

Supporting document

FOI7453 response