Reference Case Number: FOI7449
Freedom of Information: Right to know request:
I request the following information under the Freedom of Information law:
- The total number of breaches of the 10% limit on holding of unquoted securities under UCITS for each of the following months: January, February, March, April, May and June 2020.
- The total number of funds that breached the 10% limit on holding of unquoted securities under UCITS for each of the following months: January, February, March, April, May and June 2020.
- The number of such breaches and funds has been discussed by the FCA in public fora (parliamentary hearings) and media on several occasions.
Refer to supporting documents below