Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020


Reference Case Number: FOI7779

Freedom of Information: Right to know request:

I would like to know how many investigations/enforcement actions the FCA currently has underway against individuals who have been convicted of non-financial criminal offences. Please break down these individuals into categories such as sexual/violent/etc, or those used internally by FCA to categorise. I would also like the individuals categorised by FS sector (eg IFA/asset manager/hedge fund/private equity/banking/insurance/etc).

FCA response:

Refer to supporting document below.

Supporting document

FOI7779 response