Information provided on FCA Internal Investigation - January 2020


Reference Case Number: FOI6847

Freedom of Information: Right to know request:

I would like to know, how many active investigations the FCA has into its own conduct, for instance cases where companies have gone but the FCA has launched an internal investigation into whether the FCA itself was responsible in some way.

So long as it does not cause this request to exceed the time limit for FOIs, could you provide information about how many cases have been opened in the last 12 months, and on how many occasions failures have been found within the FCA.

FCA response:

Please refer to supporting documents

Supporting document

FOI6847