Reference Case Number:
FOI7449
Freedom of Information: Right to know request:
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I request the following information under the Freedom of Information law:
- The total number of breaches of the 10% limit on holding of unquoted securities under UCITS for each of the following months: January, February, March, April, May and June 2020.
- The total number of funds that breached the 10% limit on holding of unquoted securities under UCITS for each of the following months: January, February, March, April, May and June 2020.
The number of such breaches and funds has been discussed by the FCA in public fora (parliamentary hearings) and media on several occasions.
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FCA response:
Please refer to supporting documents for response.
Supporting document
FOI7449
