Reference Case Number:
FOI9443
Freedom of Information: Right to know request:
1) Changes in control applications
2) New insurance firm authorisations
3) Senior Manager/Approved Person Appointments
The total number of cases required to be processed within service standards:
- Of the total cases, number deemed as complete on first submission, and of these, number determined within the standard
- Of the total cases, number of initial submissions deemed incomplete, with queries/more information requested from applicant
- Of the total cases where initial submissions were deemed incomplete, number determined within the standard
- Average time taken for a case officer to be appointed on senior manager/approved person applications and of these, number determined within the standard
1. Change in control applications
|
FY 2021/22
|
Total number of cases required to be processed within service standards
|
Of the total cases, number deemed as complete on first submission, and of these, number determined within the standard
|
Of the total cases, number of initial submissions deemed incomplete, with queries/more information requested from applicant
|
Of the total cases where initial submissions were deemed incomplete, number determined within the standard
|
Average time taken for a case officer to be appointed on change in control applications
|
|
July-September 2021
|
66
|
66
|
The information you have requested is not recorded in a readily extractable format. In order to address this point of your request, we would need to review the handling of each individual application. However, we are of the view that the amount of analysis and reconciliation needed would be tantamount to creating new information, which we are not required to do under FOIA.
|
54
|
|
October-December 2021
|
43
|
43
|
95
|
|
Jan-March 2022
|
63
|
63
|
78
|
2. New insurance firm authorisations
|
FY 2021/22
|
Total number of cases required to be processed within service standards
|
Of the total cases, number deemed as complete on first submission,
and of these, number determined within the standard
|
Of the total cases, number of initial submissions deemed incomplete, with queries/more information requested from applicant
|
Of the total cases where initial submissions were deemed incomplete, number determined within the standard
|
Average time taken for a case officer to be appointed on new firm authorisation applications
|
|
July-September 2021
|
57
|
54
|
The information you have requested is not recorded in a readily extractable format. In order to address this point of your request, we would need to review the handling of each individual application. However, we are of the view that the amount of analysis and reconciliation needed would be tantamount to creating new information, which we are not required to do under FOIA.
|
23
|
|
October-December 2021
|
38
|
37
|
24
|
|
Jan-March 2022
|
37
|
33
|
19
|
3. Senior manager/Approved person appointments
|
FY 2021/22
|
Total number of cases required to be processed within service standards
|
Of the total cases, number deemed as complete on first submission,
and of these, number determined within the standard
|
Of the total cases, number of initial submissions deemed incomplete, with queries/more information requested from applicant
|
Of the total cases where initial submissions were deemed incomplete, number determined within the standard
|
Average time taken for a case officer to be appointed on senior manager/approved person applications
|
|
July-September 2021
|
339
|
256
|
The information you have requested is not recorded in a readily extractable format. In order to address this point of your request, we would need to review the handling of each individual application. However, we are of the view that the amount of analysis and reconciliation needed would be tantamount to creating new information, which we are not required to do under FOIA.
|
66
|
|
October-December 2021
|
336
|
186
|
77
|
|
Jan-March 2022
|
224
|
109
|
63
|
