Reference Case Number: FOI11851
Freedom of Information: Right to know request:
Information requested: a breakdown of Skilled Person reports commissioned by calendar year since 1 January 2019 for Lot B according to whether the main area of scope was:
• Governance
• Accountability
• Strategy
• Culture
• Other
FCA response:
We can confirm that whilst we hold information concerning Lot B skilled person reviews, we do not classify these reviews in line with the categories which you have specified.
Consequently, to provide the requested breakdown, we would need to re-analyse and re-categorise each review, which would be tantamount to creating new information – which we are not required to do under FOIA.
Nonetheless, for the period covering 2019 to date, please find below, a breakdown of Lot B skilled person reviews as recorded on our systems.
| Category | Number of Lot B Skilled Persons Reviews |
|---|---|
| Governance & Culture | 21 |
| Threshold conditions | 1 |
| Controlled Function Effectiveness | 1 |
| Quality of Advice | 1 |
| Regulatory Reporting | 1 |
| Risk Management | 2 |
| Systems & Controls | 9 |
| Other | 1 |