Information on skilled persons reviews commissioned on financial advisory firms during 2017/18, 2018/19 and 2019/20 - June 2020


Reference Case Number: FOI7275

Freedom of Information: Right to know request:

a) How many skilled persons reviews has the FCA commissioned of financial advisory firms in the last three years - 2017/18, 2018/19, 2019/20;

b) How much did every skilled persons review cost to the firms in question - please provide breakdown of costs according to year and firm.

c) What was the outcome of every skilled persons review of financial advisory firms in the timeframe outlined in point A.

FCA response:

Refer to supporting document below.

Supporting document

FOI7275 response