Information on the supervisory visits, virtual meetings and work carried out since 23 March 2020 - June 2020

FOI Release Date of Release:

Reference Case Number: FOI7292

Freedom of Information: Right to know request:

Has the FCA carried out any supervisory visits at adviser firms since 23 March 2020? 

Has the FCA been carrying out virtual supervisory meetings with adviser firms since 23 March 2020? 

If not, how has the FCA been carrying out supervisory work in the advice market since 23 March 2020? 

FCA response:

Refer to supporting document below.

Supporting document

FOI7292 response