Information on whistleblowing reports in 2018 and 2019 - March 2020


Reference Case Number: FOI7094

Freedom of Information: Right to know request:

I am writing to make an open government request for all the information to which I am entitled under the Freedom of Information Act 2000. 
 
1. Please can you provide details of the number of workers raising concerns about wrongdoing or malpractice (whistleblowing) who have contacted you in relation to your duties as a regulator for each of the following years: 2018 and 2019
 
Where possible, can you please also provide the following details:
2. Whether each individual contacted you on an anonymous, confidential, or self-identified basis, 
3. A brief summary of the types of concerns raised 
4. If information was passed on to another regulator or enforcement body. If so please indicate the identity of the regulatory body and specify whether the concern was monitored by you following referral. 
5. In respect of the above, please identify (if appropriate) whether any subsequent action was taken

FCA response:

Refer to supporting documents below

Supporting document

FOI7094 response