Reference Case Number: FOI7666
Freedom of Information: Right to know request:
- How many investigations into misconduct (or similar) is the FCA currently conducting?
- How many of these are advice firms?
- How many investigations has the FCA undertaken in 2020? (and how many were advice firms)
- How many investigations did the FCA undertake in 2019? (and how many are advice firms)
- What were the main reasons for these investigations?
FCA response:
Refer to the supporting document below.