Reference Case Number: FOI7622
Freedom of Information: Right to know request:
- In the last ten years (or five years if ten is too much) have you fined/banned (taken any enforcement action) against a mortgage firm for having a misleading promotion. If so, in what form and how many firms?
- More specifically, can you say if in the last ten years (or five) have you taken any enforcement action (fined or banned) against a mortgage firm for misleading financial promotions relating to its lead generation sources.
- Have you taken any enforcement action (five or ten years) against a mortgage lead generation firm 'acting' as a mortgage broker but without the correct authorisation.
FCA response:
Refer to the supporting document below.