Reference Case Number: FOI7538
Freedom of Information: Right to know request:
Clarified request 07/09/2020
When we refer to 'Investment Firms' we mean 'Markets in Financial Instruments Directive (MiFID) investment firms' (and not Alternative Investment Fund Managers Directive firms).
Original request 07/08/2020
1. The total number of investment firms in the UK
2. The breakdown of this number into the following categories:
a) Exempt CAD
b) CRR limited license
c) CRR full scope
FCA response:
Refer to the supporting document below.