FOI response search results
Showing 1051 to 1060 of 1904 search results.
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FOI6806 Response [pdf]
FOI6806 Response -
FOI6732 Response [pdf]
FOI6732 Response -
FOI6818 Response [pdf]
FOI6818 Response -
FOI6817 Response [pdf]
FOI6817 Response -
FOI6755 Response [pdf]
FOI6755 Response -
FOI 6813 Response [pdf]
FOI 6813 Response -
FOI 6711 Response [pdf]
FOI 6711 Response -
FOI6711 Response table [pdf]
FOI6711 Response table -
Information on fines and active or closed investigations since January 2018 - April 2020
The FCA provides information on any fines levied and the number of active or closed investigations since January 2018 for breaching requirements under Directive 2014/65/EU (MiFID II) and Regulation (EU) No 600/2014 (MiFIR) to report RTS 24 order -
Information on the number of investigations the FCA has opened into businesses - April 2020
The FCA provides information on the number of investigations opened into businesses over the last two years.