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FOI response search results

Showing 1081 to 1090 of 1904 search results.

  1. Information regarding investigations into spoofing - March 2020

    FOI Release Date of Release: 18/03/2020
    The FCA provides information on the number of active investigations into spoofing, and the number opened in 2018 and 2019.

  2. Information relating to applications for de-authorisation in the defined benefit transfer market - March 2020

    FOI Release Date of Release: 18/03/2020
    The FCA provides information relating to applications for de-authorisation in the defined benefit transfer market.

  3. Information relating to the FCA’s Assessing Suitability Review 2 - March 2020

    FOI Release Date of Release: 16/03/2020
    The FCA provides information that relates to the FCA’s Assessing Suitability Review 2.

  4. Information on debt management firms - March 2020

    FOI Release Date of Release: 10/03/2020
    The FCA provides information on how many regulated companies provide Debt Management Plans (DMP), how many DMP clients (DMP plans) are currently being administered and how many complaints have been received in 2019 and 2018 relating to DMP providers.

  5. Information on whistleblowing reports in 2018 and 2019 - March 2020

    FOI Release Date of Release: 10/03/2020
    The FCA provides information on whistleblowing reports received in 2019 and 2019.

  6. Information on applicants applying for permission in the home credit consumer credit sector - March 2020

    FOI Release Date of Release: 05/03/2020
    The FCA provides information relating to applicants applying for permission in the home credit consumer credit sector.

  7. Information regarding the Temporary Permissions Regime (TPR) and Temporary Marketing Permissions Regime (TMPR) - March 2020

    FOI Release Date of Release: 05/03/2020
    The FCA provides information regarding the Temporary Permissions Regime (TPR) and Temporary Marketing Permissions Regime (TMPR).

  8. Information on the regulation of the claims management sector - March 2020

    FOI Release Date of Release: 04/03/2020
    The FCA provides information on the number of claims management companies (CMCs) that have applied for temporary regulatory permissions, how many have been denied full regulatory authorisation and how many are operating in the market with full

  9. The number of withdrawn applications for the CF30 controlled function - March 2020

    FOI Release Date of Release: 03/03/2020
    The FCA provides information on the number of withdrawn applications for the CF30 controlled function in 2017, 2018 and 2019.

  10. Information relating to retirement income advice - March 2020

    FOI Release Date of Release: 02/03/2020
    The FCA provides information relating to retirement income advice.