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FOI response search results

Showing 1111 to 1120 of 1904 search results.

  1. Information on Enforcement Performance action - January 2020

    FOI Release Date of Release: 20/01/2020
    FCA provides information on Enforcement action relating to the performance report 18/19.

  2. Statistics on Clone and Scam firms - January 2020

    FOI Release Date of Release: 14/01/2020
    FCA provides statistics on Clone and Scam firms for 2019 and previous years dating back to 2014.

  3. Statistics on authorised Claims Management Companies (CMCs) - January 2020

    FOI Release Date of Release: 09/01/2020
    FCA Provides Statistics on authorised Claims Management Companies dating back to 2011- 2020

  4. Information on Appointed Representative and Survey response - January 2020

    FOI Release Date of Release: 07/01/2020
    FCA provides information on Appointed representatives and the amount who responded to survey on behalf of firms.

  5. Statistics of Investigations into individuals holding Control & Senior Management functions - January 2020

    FOI Release Date of Release: 06/01/2020
    FCA Provides statistics on Investigations into Control and Senior Management Functions. FCA also provides information on policy work around Cannabis products.

  6. Statistics provided on the Senior managers' Regime - January 2020

    FOI Release Date of Release: 03/01/2020
    FCA Provides Statistics of Individuals under the scope of Senior Managers and Certification Regime.

  7. Information on open FCA enforcement cases - January 2020

    FOI Release Date of Release: 03/01/2020
    FCA provides Information on Open cases and active investigations into Firms and Individuals.

  8. Information on Enforcement action against businesses accepting illegal deposits - January 2020

    FOI Release Date of Release: 07/12/2019
    FCA provides information on enforcement action carried out against businesses accepting Illegal deposits.

  9. Megan Butler's allowances and expenses: April 2019 - March 2020 [pdf]

    FOI releases Published: 28/11/2019 Last modified: 23/06/2020
    Summary of allowances and expenses claimed by Megan Butler, executive FCA Board member and Director of Supervision – Investment, Wholesale and Specialist, including hospitality given outside of the FCA.

  10. Mark Steward's allowances and expenses: April 2019 - March 2020 [pdf]

    FOI releases Published: 28/11/2019 Last modified: 23/06/2020
    Summary of allowances and expenses claimed by Mark Steward, executive FCA Board member and Director of Enforcement and Market Oversight, including hospitality given outside of the FCA.