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FOI response search results

Showing 201 to 210 of 1904 search results.

  1. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.

  2. Information on investigations concerning Cum-Ex trades - June 2022

    FOI Release Date of Release: 10/06/2022
    The FCA anwers mutiple questions on investigations relating to Cum-Ex trades.

  3. SM&CR information related to general insurance and protection intermediary firms - June 2022

    FOI Release Date of Release: 10/06/2022
    The FCA provides data on the Senior Managers and Certification Regime (SMCR), in respect of: general insurers and general insurance intermediaries.

  4. Data on lifetime mortgages sold in Q1 2022 - June 2022

    FOI Release Date of Release: 08/06/2022
    The FCA provides data on lifetime mortgages sold in Q1 2022.

  5. Information on enforcement investigations under SMR - June 2022

    FOI Release Date of Release: 06/06/2022
    The FCA answers multiple questions on enforcement investigations under the Senior Managers and Certification Regime.

  6. Data on enforcement investigations, including into senior managers - June 2022

    FOI Release Date of Release: 06/06/2022
    The FCA answers mutiple questions regarding enforcement investigations, including into Senior Managers.

  7. Information on investigations relating to Cum-Ex trades and cryptocurrency fraud

    FOI Release Date of Release: 06/06/2022
    The FCA answers multiple questions related to investigations on Cum-Ex trades and cryptocurrency fraud.

  8. Information on registration applications under 5MLD for the use of cryptoassets - June 2022

    FOI Release Date of Release: 01/06/2022
    The FCA provides data on registration applications made under 5MLD for the use of cryptoassets in the UK.

  9. Information on Requirements Notices on Defined Benefit Transfers - May 2022

    FOI Release Date of Release: 31/05/2022
    The FCA provides information on Requirements Notice on Defined Benefit Transfers.

  10. Information on cyber incidents Involving asset management firms Mar to Apr 2022 - May 2022

    FOI Release Date of Release: 31/05/2022
    The FCA provides data on monthly cyber incidents involving asset management firms, dating from March to April 2022.