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FOI response search results

Showing 211 to 220 of 1904 search results.

  1. Information on the proposed BSPS redress scheme (CP22/6) - May 2022

    FOI Release Date of Release: 30/05/2022
    The FCA answers multiple questions regarding information relevant to the FCA's thematic and supervisory work in relation to DB pension transfers, specific to, but not limited to, the proposed BSPS redress scheme (CP22/6).

  2. Information on investigations into breaches of COCON - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA provides data on how many investigations into breaches of COCON it has opened since the inception of the Conduct Rules under SMCR.

  3. Information on the cost of the investigation into Collateral UK Ltd - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA provides data on the cost of the investigation into Collateral UK Ltd.

  4. Information on collection of fines 2019 - 2021 - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA provides data on fines issued between 2019 - 2021.

  5. Information on enforcement investigations into senior managers - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA answers questions multiple questions on enforcement investigations into senior managers.

  6. Information on Authorisations denied - May 2022

    FOI Release Date of Release: 26/05/2022
    The FCA provides data on denied authorisations.

  7. Information on enforcement investigations into Senior Managers - May 2022

    FOI Release Date of Release: 26/05/2022
    The FCA responds to multiple questions on enforcement investigations into Senior Managers.

  8. Information on financial promotions quarterly data - May 2022

    FOI Release Date of Release: 26/05/2022
    The FCA provides additional data on the Financial promotions quaterly data 2022 Q1.

  9. Information on notifications of senior person amendments or removals - May 2022

    FOI Release Date of Release: 25/05/2022
    The FCA provides data on notifications of senior person amendments or removals.

  10. Information on non-financial misconduct and financial misconduct allegations - May 2022

    FOI Release Date of Release: 24/05/2022
    The FCA provides information on the types of allegations received by its whistleblowing team.