Statistics on whistleblowing on malpractice or wrongdoing - August 2020


Reference Case Number: FOI7468

Freedom of Information: Right to know request:

1.       Please can you provide details of the number of workers raising concerns about wrongdoing or malpractice (whistleblowing) who have contacted you in relation to your duties as a regulator for 2020 to date
 
Where possible, can you please also provide the following details:
2.       Whether each individual contacted you on an anonymous, confidential, or self-identified basis,
3.       A brief summary of the types of concerns raised
4.       If information was passed on to another regulator or enforcement body. If so please indicate the identity of the regulatory body and specify whether the concern was monitored by you following referral. 
5.       In respect of the above, please identify (if appropriate) whether any subsequent action was taken

FCA response:

Please refer to supporting document for response 

Supporting document

FOI7468