This page contains information about fines published during 2025. The total amount of fines so far is £288,962.53.
| Firm or individual fined | Date | Amount | Reason |
|---|---|---|---|
| Arian Financial LLP | 9/1/2025 | £288,962.53 | This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. This case was referred to the Upper Tribunal and a judgment was issued on 11 November 2024. We imposed a financial penalty. |