This page contains information about fines published during 2025. The total amount of fines so far is £11,296,762.53.
| Firm or individual fined | Date | Amount | Reason |
|---|---|---|---|
| The London Metal Exchange (RIE) | 20/03/2025 | £9,245,900 | This Final Notice refers to breaches of REC 2.5.1 paragraph 3(1) and 3(2)(h) and Article 18(3)(a) and (4) of MiFID RTS 7, relating to wholesale conduct in the Recognised Investment Exchanges sector. We imposed a financial penalty of £9.2 million which included a 30% early settlement discount. |
| Mako Financial Markets Partnership LLP | 17/02/2025 | £1,662,700 | This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. We imposed a financial penalty. |
| Infinox Capital Limited | 27/01/2025 | £99,200 | This Final Notice refers to breaches of Article 26(1) of MiFIR related to a failure to report transactions in the trading firm sector. We imposed a financial penalty. |
| Arian Financial LLP | 9/01/2025 | £288,962.53 | This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. This case was referred to the Upper Tribunal and a judgment was issued on 11 November 2024. We imposed a financial penalty. |
: Link changed Moved previous years' fines to expandable menu
