Publications
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Showing 1 to 10 of 18898 search results.
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Questionnaire and declaration on CASS 6 implementation [docx]
Firms subject to the CASS requirements for investment business (CASS 6 Custody rules) -
Operational Resilience Information Request [docx]
Operational Resilience Information Request -
Sole Trader Appendix [docx]
This is the sole trader appendix to be used as part of a New Firm Authorisation -
Aggregated Net Short Positions [xlsx]
Aggregated current + historic net short positions XLSX daily publication. -
Powering open finance infrastructure [pdf]
Research commissioned by the FCA's Smart Data Accelerator from Saïd Business School and Raidiam examines 3 approaches to building open finance infrastructure. -
Application under COREPRU 3.3.3R(1)(a) for permission to classify an issuance of capital instrument as common equity tier 1 (CET1) capital [docx]
Application under COREPRU 3.3.3R(1)(a) for permission to classify an issuance of capital instrument as common -
Aggregated Historic Net Short Positions [csv]
Aggregated historic net short positions CSV daily publication. -
Notice of Decision 2026: Shirley Golf Course Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Aggregated Current Net Short Positions [csv]
Aggregated current net short positions CSV daily publication. -
Powering open finance infrastructure
This research examines different models of open finance infrastructure supporting secure, trusted and scalable data sharing in the UK.