Publications
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Areas of research interest
The priority research questions shaping our work, and where we want to collaborate and build evidence with you. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Final Notice 2026: Andrew Currie [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition. -
Final Notice 2026: Peter Currie [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition. -
Notice of Decision 2026: Braddons of Plymouth Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2026: S and A Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2026: P & D ENGINEERING (BREDON) LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2026: RVB Currency UK Ltd [pdf]
This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of registration. We imposed a cancellation. -
CP26/19: Decision Procedure and Penalties Manual updates [pdf]
FCA proposes a small number of amendments to DEPP. -
CP26/19: Changes to our penalty and decision-making policies
FCA is consulting on Decision Procedure and Penalties Manual (DEPP) changes.