Showing 191 to 200 of 776 search results for enforcement.

191. Information for firms who use certain exemptions to the Financial Promotions Order

     Statements Published: 21/07/2021 Last modified: 21/07/2021
     A statement to outline how we intend to proceed given the accidental error in the onshoring of the FPO.

192. FCA secures conditional resolution of proceedings against Park First and its senior management

     Press Releases Published: 20/07/2021 Last modified: 01/08/2023
     The conditional agreement should see a further £25 million made available for compensation to investors

193. FCA publishes Annual Report and Accounts 2020/21

     Corporate documents News stories Published: 15/07/2021 Last modified: 15/07/2021
     The FCA has published its Annual Report and Accounts, which looks back on key pieces of work throughout 2020/21.

194. Transforming to a forward-looking, proactive regulator

     Speeches Published: 15/07/2021 Last modified: 15/07/2021
     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

195. FCA commits to being a more innovative, assertive and adaptive regulator

     Press Releases Published: 15/07/2021 Last modified: 15/07/2021
     The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020

196. Statement on supervision of commodity position limits

     Statements Published: 09/07/2021 Last modified: 09/07/2021
     In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

197. FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017

     Press Releases Published: 08/07/2021 Last modified: 08/07/2021
     The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within

198. Scammers target over £2 million in pension pots in the last five months

     ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
     The FCA are urging anyone saving for their retirement to protect their savings.

199. FCA fines Crosfill & Archer Claims Limited £110,000

     Press Releases Published: 28/06/2021 Last modified: 28/06/2021
     The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

200. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

     Press Releases Published: 23/06/2021 Last modified: 23/06/2021
     The FCA has appointed David Anthony Scott as its Interim General Counsel.