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FCA fines financial advice firm and bans Arthur Cobill and William Hofstetter for British Steel Pension Scheme advice and oversight failings
The FCA has fined Inspirational Financial Management Ltd (IFM), which is in administration, £897,840. -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. -
FCA to improve pace and transparency around enforcement cases
The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions. -
Convicted illegal money lender imprisoned for failing to pay confiscation order
Illegal money lender, Dharam Prakash Gopee (70), has been sentenced to almost 8 years in prison for failing to pay a confiscation order. -
Mohammed Zina found guilty of insider dealing and fraud
Mohammed Zina was found guilty of six offences of insider dealing and three offences of fraud following a 12-week trial at Southwark Crown Court brought by the FCA. -
Four men under investigation on suspicion of multiple offences
The FCA and National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals. -
FCA bans and fines Floris Jakobus Huisamen over London Capital & Finance plc financial promotions
The FCA has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen was responsible for compliance at LCF but recklessly signed off hundreds of financial -
Shifting the dial on financial crime requires a collective push
Collaborative action across four areas of focus can help shift the dial in our efforts to fight financial crime. -
Duty calls: Future-proofing finance for everyone
Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.