Showing 261 to 270 of 776 search results for enforcement.

261. FCA publicly censures Redcentric PLC for market abuse

     Press Releases Published: 26/06/2020 Last modified: 26/06/2020
     The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

262. Nikhil Rathi appointed as new Chief Executive of the FCA

     Press Releases Published: 22/06/2020 Last modified: 22/06/2020
     HM Treasury have today announced the appointment of Nikhil Rathi as the new permanent Chief Executive of the Financial Conduct Authority (FCA).

263. FCA fines Commerzbank London £37,805,400 over anti-money laundering failures

     Press Releases Published: 17/06/2020 Last modified: 03/07/2020
     The FCA has today fined Commerzbank AG (London Branch) £37,805,400 for failing to put adequate anti-money laundering (AML) systems and controls in place between October 2012 and September 2017.

264. A financial system to support the recovery

     Speeches Published: 16/06/2020 Last modified: 16/06/2020
     Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.

265. FCA fines Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling

     Press Releases Published: 11/06/2020 Last modified: 11/06/2020
     The FCA has fined Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling. The banks estimate they will have paid £300 million in customer redress. The redress programme is nearly complete.

266. FCA sets out next steps to improve defined benefit pension transfer market

     Press Releases Published: 05/06/2020 Last modified: 05/06/2020
     FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market.

267. FCA bars Cypriot firms that used unauthorised celebrity endorsements

     Press Releases Published: 01/06/2020 Last modified: 01/06/2020
     The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors

268. FCA secures orders for victims of unauthorised share scheme

     Press Releases Published: 06/05/2020 Last modified: 07/05/2020
     The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

269. Strong customer authentication and coronavirus

     Statements Published: 30/04/2020 Last modified: 01/05/2020
     In the exceptional circumstances of the Covid crisis, we are giving the industry an additional 6 months to implement strong customer authentication (SCA) for e-commerce.

270. Covid-19: savers stay calm and don't rush financial decisions

     Press Releases Published: 01/04/2020 Last modified: 03/04/2020
     The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.