Showing 301 to 310 of 776 search results for enforcement.

301. FCA fines Prudential £23,875,000 for failures relating to non-advised annuities sales

     Press Releases Published: 30/09/2019 Last modified: 30/09/2019
     The Financial Conduct Authority (FCA) has fined The Prudential Assurance Company Limited (Prudential) £23,875,000 for failures related to non-advised sales of annuities. 

302. Stress testing for human beings

     Speeches Published: 27/09/2019 Last modified: 27/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

303. Further details of Independent Investigation of Connaught Income Fund Series 1 announced

     Press Releases Published: 27/09/2019 Last modified: 04/10/2019
     Raj Parker has announced that the independent investigation into the approach to, implementation and oversight of the Connaught Income Fund Series 1 (the Fund) is now up and running and is inviting affected individuals to get in touch.

304. Further details of Independent Investigation of Interest Rate Hedging Products announced

     Press Releases Published: 16/09/2019 Last modified: 16/09/2019
     John Swift QC has announced his full independent support team is now in place to conduct the investigation into the FSA’s (and subsequently the FCA’s) implementation and oversight of the Interest Rate Hedging Products (IRHP) Redress Scheme.

305. The fight against skimmers and scammers

     Speeches Published: 05/09/2019 Last modified: 05/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

306. Richard Baldwin, sentencing 3 September 2019

     Press Releases Published: 03/09/2019 Last modified: 03/09/2019
     On 3 September 2019, at Southwark Crown Court, His Honour Judge Hehir sentenced Mr Richard Baldwin to a total of 5 years and 8 months’ imprisonment. 

307. Upper Tribunal publishes decision on Andrew Tinney, the former COO of Barclays Wealth

     Press Releases Published: 16/08/2019 Last modified: 07/08/2020
     The Upper Tribunal has found that Andrew Tinney, the former COO of Barclays Wealth and Investment Management, breached his obligation as an approved person to act with integrity.

308. London Capital and Finance plc

     News stories Published: 14/08/2019 Last modified: 02/02/2022
     On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

309. FCA agrees plan for a phased implementation of Strong Customer Authentication

     Press Releases Published: 13/08/2019 Last modified: 17/11/2023
     The FCA has today agreed a plan that gives the payments and e-commerce industry extra time to implement Strong Customer Authentication (SCA).

310. 5 million pension savers could put their retirement savings at risk to scammers

     Press Releases Published: 07/08/2019 Last modified: 07/08/2019
     The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could