Showing 311 to 320 of 776 search results for enforcement.

311. FCA fines Standard Life Assurance Limited £30 million for non-advised pension sales failures

     Press Releases Published: 23/07/2019 Last modified: 23/07/2019
     The Financial Conduct Authority (FCA) has today fined Standard Life Assurance Limited (SLAL) £30,792,500 for failures related to non-advised sales of annuities.

312. Andrew Bailey speech at the Annual Public Meeting 2019

     Speeches Published: 17/07/2019 Last modified: 17/07/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

313. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

     Press Releases Published: 11/07/2019 Last modified: 02/08/2019
     On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and

314. Unauthorised firm and directors to pay restitution to consumers

     Press Releases Published: 10/07/2019 Last modified: 10/07/2019
     The High Court has consented to an order by which Samuel Golding, Shantelle Golding, Digital Wealth Limited and Outsourcing Express Limited will pay funds held by them to the Financial Conduct Authority (FCA) for distribution to investors. The funds

315. FCA publishes Annual Report and Accounts 2018/19

     Press Releases Published: 09/07/2019 Last modified: 04/09/2020
     The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2018/19.

316. A changing landscape: the FCA’s strategic priorities for the pensions sector

     Speeches Published: 04/07/2019 Last modified: 04/07/2019
     Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

317. FCA response to European Banking Authority’s Opinion on Strong Customer Authentication

     Statements Published: 28/06/2019 Last modified: 17/11/2023
     The EBA has published an Opinion on Strong Customer Authentication under PSD2.

318. Two found guilty of insider dealing

     Press Releases Published: 27/06/2019 Last modified: 27/06/2019
     Today Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of five offences of insider dealing. Fabiana Abdel-Malek and Walid Anis Choucair were each convicted over the

319. FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading

     Press Releases Published: 21/06/2019 Last modified: 21/06/2019
     The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of

320. Independent reviews of Interest Rate Hedging Products and the Connaught Income Fund Series 1

     Press Releases Published: 20/06/2019 Last modified: 20/06/2019
     The FCA has appointed Independent Reviewers for the lessons learned reviews commissioned by the FCA’s Board. One review will cover the redress scheme for Interest Rate Hedging Products and the other will cover the regulation of firms involved