Showing 401 to 410 of 776 search results for enforcement.

401. Convicted illegal money lender sentenced to three and a half years imprisonment

     Press Releases Published: 09/02/2018 Last modified: 12/01/2023
     Dharam Prakash Gopee (64), was today sentenced to three and a half years imprisonment by a Judge in Southwark Crown Court after guilty verdicts.

402. Dharam Prakash Gopee guilty of acting as an illegal money lender

     Press Releases Published: 08/02/2018 Last modified: 12/01/2023
     The trial of Dharam Prakash Gopee concluded today at Southwark Crown Court with the jury returning a guilty verdict to the charges brought by the FCA.

403. Nausicaa Delfas appointed Executive Director of International

     Press Releases Published: 01/02/2018 Last modified: 01/02/2018
     The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.

404. Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme

     Press Releases Published: 31/01/2018 Last modified: 31/01/2018
     Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified

405. FCA publishes update on high-cost credit work

     Press Releases Published: 31/01/2018 Last modified: 11/04/2024
     The FCA has published an update on its work in the high-cost credit sector.

406. FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams

     Press Releases Published: 29/01/2018 Last modified: 12/04/2024
     The FCA has urged the public to be vigilant to the threat of online investment fraud.

407. FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions

     Press Releases Published: 25/01/2018 Last modified: 25/01/2018
     The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in

408. FCA issues list of unauthorised binary options providers

     Press Releases Published: 12/01/2018 Last modified: 12/01/2018
     The Financial Conduct Authority (FCA) has today published a list of 94 firms without FCA authorisation that it understands to be offering binary options trading to UK consumers.

409. 2018 fines

     News stories Published: 08/01/2018 Last modified: 15/01/2019
     This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

410. FCA fines and bans former RBS trader, Neil Danziger

     Press Releases Published: 08/01/2018 Last modified: 08/01/2018
     The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated