Showing 541 to 550 of 776 search results for enforcement.

541. Accountability, from debate to reality

     Speeches Published: 14/07/2015 Last modified: 19/04/2016
     Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

542. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     Fair and effective markets review. Speeches First published:. 14/07/2015. Last updated: 23/10/2015. Fair and effective markets review. Speech by Tracey McDermott, director of supervision, investment, wholesale and specialists, at the Financial

543. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

     Press Releases Published: 10/07/2015 Last modified: 24/04/2019
     But enforcement is only one of a range of tools available to the FCA. ... Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:.

544. FCA publishes final rules to make those in the banking sector more accountable

     Press Releases Published: 07/07/2015 Last modified: 19/04/2016
     Final guidance on Presumption of Responsibility and other enforcement-related matters – autumn 2015.

545. Putting the customer at the centre of the business: is it a long road ahead for the FCA?

     Speeches Published: 25/06/2015 Last modified: 25/06/2015
     Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the RiskMinds conference Conduct Forum in Brussels. This is the text of the speech as drafted, which may differ from the delivered version.

546. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

     Press Releases Published: 23/06/2015 Last modified: 23/06/2015
     Final guidance on Presumption of Responsibility and other enforcement-related matters – autumn 2015.

547. Individual sentenced for role in operating unauthorised collective investment scheme

     Press Releases Published: 19/06/2015 Last modified: 19/06/2015
     Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:.

548. New priorities for banking reform

     Speeches Published: 17/06/2015 Last modified: 17/06/2015
     Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Warwick Business School Westminster Forum. This is the text of the speech as drafted, which may differ from the delivered version.

549. Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules

     Press Releases Published: 17/06/2015 Last modified: 17/06/2015
     Georgina Philippou, acting director of enforcement and market oversight, said:. “The UK listing regime provides confidence to investors that listed companies adhere to a range of standards on governance and investor

550. Fair and Effective Markets Review published

     News stories Published: 10/06/2015 Last modified: 04/11/2019
     The Fair and Effective Markets Review (FEMR) was a comprehensive and forward-looking assessment of the way fixed income, currency and commodity (FICC) markets operate.