Showing 581 to 590 of 776 search results for enforcement.

581. Alex Hope and Raj Von Badlo sentenced following FCA prosecution

     Press Releases Published: 30/01/2015 Last modified: 30/01/2015
     Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight, said:.

582. Compensation package agreed for consumers sold card security products

     Press Releases Published: 27/01/2015 Last modified: 28/01/2015
     No FCA enforcement action has been taken against Affinion or any of the banks or credit card issuers.

583. The retrospective application of rules: feedback on the call for examples

     News stories Published: 22/01/2015 Last modified: 19/11/2021
     We asked firms to provide examples of the retrospective application of regulatory rules

584. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

     Press Releases Published: 22/01/2015 Last modified: 22/01/2015
     This follows previous enforcement action against Martins: in 2014 the FCA fined Martins £630,000 for misconduct relating to the London Interbank Offered Rate (LIBOR). ... Georgina Philippou, acting director of enforcement and market oversight at the FCA,

585. FCA fines Reckitt Benckiser £539,800 for listing rule failures

     Press Releases Published: 20/01/2015 Last modified: 30/08/2015
     Georgina Philippou, the FCA's acting director of enforcement and market oversight, said:.

586. Tribunal upholds the Financial Conduct Authority’s decision to censure Arch Financial Products and to fine and ban two of its partners

     Press Releases Published: 20/01/2015 Last modified: 24/11/2021
     The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to issue a public censure against Arch Financial Products LLP (Arch), and to prohibit Robin Farrell, its chief executive, and Robert Addison, a senior

587. Unauthorised Forex Investment Fraudster Convicted

     Press Releases Published: 09/01/2015 Last modified: 09/01/2015
     Georgina Philippou, Acting Director of Enforcement and Market Oversight at the FCA, said of the conviction:.

588. FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor

     Press Releases Published: 06/01/2015 Last modified: 08/11/2016
     Georgina Philippou, acting FCA director of Enforcement & Market Oversight said:.

589. 2015 fines

     News stories Published: 02/01/2015 Last modified: 04/04/2017
     This table contains information about fines published during the calendar year ended December 2015. The total amount of fines is £905,219,078.

590. FCA to regulate seven additional financial benchmarks

     Press Releases Published: 22/12/2014 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London