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FCA confirms tough new rules for £200bn consumer credit market
enforcement action and consumer redress. ... Dedicated supervision and enforcement teams will crack down on poor practice, money laundering and unauthorised business. -
FCA bans former CIB Partners Limited CEO Arnold Eber
FCA bans former CIB Partners Limited CEO Arnold Eber. Press Releases First published:. 27/02/2014. Last updated: 27/02/2014. Share page. FCA bans former CIB Partners Limited CEO Arnold Eber. The Financial Conduct Authority (FCA) has banned Arnold -
The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA
Once the FCA has recovered the costs related to enforcement cases, the balance is passed to HM Treasury. ... Without the discount, the total fine would have been £5,000,000. This enforcement action is unrelated the FCA’s ongoing investigation into -
FCA wins case against Capital Alternatives
Tracey McDermott, the FCA's director of enforcement and financial crime said:. -
Fraudster Benjamin Wilson sentenced to seven years imprisonment following successful FCA prosecution
Benjamin Wilson of Bournemouth, Dorset sentenced to seven years at Southwark Crown Court for defrauding investors of over £21m, following previous guilty pleas for fraud, forgery and operating a collective investment scheme without authorisation -
HomeServe fined £30 million for widespread failings
Tracey McDermott, the FCA’s director of enforcement and financial crime, said. -
Price: the cornerstone of markets
Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the -
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
Tracey McDermott, director of enforcement and financial crime, said:. “The findings we publish today are another example of a firm that has acted with complete disregard for the interests of its -
Adviser banned and fined for fabricating RDR qualification certificates
Tracey McDermott, director of enforcement and financial crime at the FCA, said:. -
FCA bans former BGC senior executive Anthony Verrier
Tracey McDermott, the FCA's director of enforcement and financial crime, said:.