Showing 181 to 190 of 776 search results for enforcement.

181. Stephen Allen sentenced to 28 months imprisonment for forging a trust deed

     Press Releases Published: 24/09/2021 Last modified: 24/09/2021
     Stephen Allen has today been sentenced to 28 months imprisonment for forging a trust deed in an attempt to help his client minimise restitution payments owed to victims.

182. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

     Speeches Published: 24/09/2021 Last modified: 24/09/2021
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum

183. OPBAS publishes report on progress and themes from 2020/21

     Press Releases Published: 20/09/2021 Last modified: 20/09/2021
     The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) releases its 2020/21 report on progress made in tackling money laundering by professional body supervisors.

184. FCA to move faster to remove unused firm permissions

     Press Releases Published: 09/09/2021 Last modified: 09/09/2021
     The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.

185. Richard Faithfull sentenced to over 5 years imprisonment for money laundering

     Press Releases Published: 09/09/2021 Last modified: 09/09/2021
     On Thursday 9 September 2021 Richard Faithfull was sentenced to 5 years and 10 months imprisonment for laundering money, contrary to s.327 Proceeds of Crime Act 2002

186. The risks of token regulation

     Speeches Published: 06/09/2021 Last modified: 06/09/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime

187. FCA wins case against Avacade in the Court of Appeal

     Press Releases Published: 04/08/2021 Last modified: 21/10/2021
     The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).

188. FCA proposing changes to streamline decision-making

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

189. FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities

190. Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation

     Press Releases Published: 26/07/2021 Last modified: 26/07/2021
     Ian James Hudson sentenced to 4 years mprisonment following charges laid by the FCA.