Showing 361 to 370 of 776 search results for enforcement.

361. The role of regulation in encouraging good culture

     Speeches Published: 06/11/2018 Last modified: 06/11/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

362. Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives

     Press Releases Published: 06/11/2018 Last modified: 06/11/2018
     The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata).

363. Maintaining market confidence: an update on Brexit

     Speeches Published: 05/11/2018 Last modified: 05/11/2018
     Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

364. The FCA has fined Liberty Mutual Insurance Europe SE £5.2 million for failures in its oversight of mobile phone insurance claims and complaints handling

     Press Releases Published: 30/10/2018 Last modified: 30/10/2018
     The Financial Conduct Authority (FCA) has fined Liberty Mutual Insurance Europe SE (Liberty) £5,280,800 for failures between 5 July 2010 and 7 June 2015 in its oversight of its mobile phone insurance claims and complaints handling processes

365. FCA and TPR publish joint pensions strategy

     Press Releases Published: 18/10/2018 Last modified: 18/10/2018
     The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) have today launched a joint regulatory strategy aimed at strengthening their relationship, and taking joint action to deliver better outcomes for pension savers and those

366. Rolling the rock: The cycle of deregulation, crisis and regulation

     Speeches Published: 02/10/2018 Last modified: 03/10/2018
     Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.

367. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

     Press Releases Published: 01/10/2018 Last modified: 01/10/2018
     The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack

368. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

     Press Releases Published: 27/09/2018 Last modified: 27/09/2018
     The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

369. The FCA announces outcome of investigation into 4 life insurance companies

     Press Releases Published: 19/09/2018 Last modified: 19/09/2018
     The Financial Conduct Authority (FCA) has today announced that its remaining investigations into firms, following its thematic review into the fair treatment of longstanding customers in the life insurance sector, have each been closed.

370. Michael Nascimento sentenced to 11 years’ imprisonment in FCA prosecution of £2.8m investment fraud

     Press Releases Published: 17/09/2018 Last modified: 17/09/2018
     Michael Nascimento was today sentenced to 11 years’ imprisonment for his role in a share fraud carried out through a series of boiler room companies which led to the loss of more than £2.8 million of investors’ money. He was the controlling