Showing 381 to 390 of 776 search results for enforcement.

381. FCA statement on thematic review into fair treatment of longstanding customers in the life insurance sector

     Statements Published: 12/06/2018 Last modified: 15/06/2018
     On 3 March 2016 the Financial Conduct Authority (FCA) announced investigations into six firms as a result of its thematic review into the fair treatment of longstanding customers.

382. FCA secures increased confiscation order against Benjamin Wilson

     Press Releases Published: 11/06/2018 Last modified: 11/06/2018
     Today, His Honour Judge Grieve QC sitting at the Central Criminal Court increased the value of a confiscation order made against Benjamin Wilson, a convicted fraudster, from £1 to £31,905.33. The increased order must be paid within 28 days or Mr

383. A helping hand for the invisible hand: the FCA’s approach to competition and innovation

     Speeches Published: 11/06/2018 Last modified: 11/06/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Competition Policy 2018: The relationship between antitrust, innovation and investment, Chatham House, London.

384. FCA fines and imposes a restriction on Canara Bank for anti-money laundering systems failings

     Press Releases Published: 06/06/2018 Last modified: 06/06/2018
     The Financial Conduct Authority (FCA) has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits from new customers for 147 days.

385. Technology and global ties: turning the tide on financial crime

     Speeches Published: 24/05/2018 Last modified: 24/05/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Anti-Money Laundering TechSprint, London.

386. Turning technology against criminals

     Speeches Published: 22/05/2018 Last modified: 24/05/2018
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the Anti-Money Laundering TechSprint, London

387. The FCA’s Business Plan and Priorities

     Speeches Published: 16/05/2018 Last modified: 16/05/2018
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

388. FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays

     Press Releases Published: 11/05/2018 Last modified: 11/05/2018
     The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence

389. FCA secures confiscation orders totalling £1.69 million against convicted insider dealers

     Press Releases Published: 11/05/2018 Last modified: 11/05/2018
     These confiscation orders follow an FCA prosecution in which Messrs Dodgson and Hind were convicted of conspiring to insider deal.

390. FCA warns public of increased threat of loan scams, as borrowers lose over £3.5 million a year

     Press Releases Published: 24/04/2018 Last modified: 31/05/2018
     Over £3.5 million was lost to loan fee fraud in 2017 Loan fee fraud reports to the FCA increase by 44% from 2016 to 2017 72% of the public are unaware of scams in relation to loans