Showing 651 to 660 of 776 search results for enforcement.

651. FCA confirms tough new rules for £200bn consumer credit market

     Press Releases Published: 28/02/2014 Last modified: 28/02/2014
     enforcement action and consumer redress. ... Dedicated supervision and enforcement teams will crack down on poor practice, money laundering and unauthorised business.

652. FCA bans former CIB Partners Limited CEO Arnold Eber

     Press Releases Published: 27/02/2014 Last modified: 27/02/2014
     FCA bans former CIB Partners Limited CEO Arnold Eber. Press Releases First published:. 27/02/2014. Last updated: 27/02/2014. Share page. FCA bans former CIB Partners Limited CEO Arnold Eber. The Financial Conduct Authority (FCA) has banned Arnold

653. The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA

     Press Releases Published: 26/02/2014 Last modified: 26/02/2014
     Once the FCA has recovered the costs related to enforcement cases, the balance is passed to HM Treasury. ... Without the discount, the total fine would have been £5,000,000. This enforcement action is unrelated the FCA’s ongoing investigation into

654. FCA wins case against Capital Alternatives

     Press Releases Published: 17/02/2014 Last modified: 28/01/2015
     Tracey McDermott, the FCA's director of enforcement and financial crime said:.

655. Fraudster Benjamin Wilson sentenced to seven years imprisonment following successful FCA prosecution

     Press Releases Published: 14/02/2014 Last modified: 22/11/2021
     Benjamin Wilson of Bournemouth, Dorset sentenced to seven years at Southwark Crown Court for defrauding investors of over £21m, following previous guilty pleas for fraud, forgery and operating a collective investment scheme without authorisation

656. HomeServe fined £30 million for widespread failings

     Press Releases Published: 13/02/2014 Last modified: 13/02/2014
     Tracey McDermott, the FCA’s director of enforcement and financial crime, said.

657. Price: the cornerstone of markets

     Speeches Published: 03/02/2014 Last modified: 18/01/2017
     Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

658. State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings

     Press Releases Published: 31/01/2014 Last modified: 31/01/2014
     Tracey McDermott, director of enforcement and financial crime, said:. “The findings we publish today are another example of a firm that has acted with complete disregard for the interests of its

659. Adviser banned and fined for fabricating RDR qualification certificates

     Press Releases Published: 30/01/2014 Last modified: 30/01/2014
     Tracey McDermott, director of enforcement and financial crime at the FCA, said:.

660. FCA bans former BGC senior executive Anthony Verrier

     Press Releases Published: 29/01/2014 Last modified: 30/06/2014
     Tracey McDermott, the FCA's director of enforcement and financial crime, said:.