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  1. Short positions disclosed to us [xlsx]

    Data

    Published: 30/05/2025

    Last modified: 30/05/2025

    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  2. Final Notice 2025: Toni Fox [pdf]

    Final notices

    Published: 30/05/2025

    This Final Notice refers to breaches of rules related to acting recklessly with pension transfers. We imposed a prohibition order and fine.
  3. Final Notice 2025: David Brian Price [pdf]

    Final notices

    Published: 30/05/2025

    This Final Notice refers to breaches of rules related to acting recklessly with pension transfers. We imposed a prohibition order and fine.
  4. Occasional Paper 68: EFT (Mis)pricing [pdf]

    Occasional papers

    Published: 30/05/2025

    In this paper, we investigate contributing factors towards the mispricing of ETF shares.
  5. Notice of Decision 2025: A & W Fleet Solutions Limited [pdf]

    Decision notices

    Published: 30/05/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  6. Notice of Decision 2025: GKT Car Sales [pdf]

    Decision notices

    Published: 30/05/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  7. Occasional Paper 68: ETF (Mis)pricing

    Research Occasional papers

    Published: 30/05/2025

    Last modified: 30/05/2025

    We investigate how market makers' inventory activities influence ETF mispricing.
  8. Research Note: Money talks: lessons from 2 LLM pilots on consumer guidance [pdf]

    Research notes

    Published: 30/05/2025

    Part of a set of Research Notes to inform discussion on AI topics, this paper relates to 2 large language model pilots on consumer guidance.
  9. Research Note: Money talks: Lessons from 2 LLM pilots on consumer guidance

    Consumers Research notes

    Published: 30/05/2025

    Last modified: 30/05/2025

    This note examines the potential usefulness and limitations of large language models (LLMs) in consumer-facing financial services.
  10. Notice of Decision 2025: A Motorcompany Ltd [pdf]

    Decision notices

    Published: 29/05/2025

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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