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Cancellation of society registrations in 2024 [pdf]
Cancellation of society registrations in 2024 -
UK list of exempted shares [xlsx]
UK list of exempted shares. -
Notice of Decision 2025: Ian Gray [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Portfolio letter: Wholesale brokers 2025 [pdf]
Portfolio letter: Wholesale brokers 2025. -
Notice of Decision 2025: Electronic Centre Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Money laundering through the markets
The FCA has We’ve updated our analysis on the risk of money laundering through the markets. -
Notice of Decision 2025: James Winter [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Assessing and reducing the risk of Money Laundering Through the Markets (MLTM) [pdf]
Updated FCA analysis and risk assessment on money laundering through capital markets. -
Firms’ use of the National Fraud Database (NFD) and money mule account detection tools
Money muling allows the criminal misuse of the financial system and facilitates fraud. We share the key findings from our review of payment services and account providers’ use of the National Fraud Database (NFD) and a money mule account detection