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Regulatory Initiatives Grid - April 2025 Excel version [xlsx]
The Excel version of the 8th edition of the grid is produced by the Financial Services Regulatory Initiatives Forum. -
Regulatory Initiatives Grid - April 2025 [pdf]
This grid is produced by the Financial Services Regulatory Initiatives Forum. This 8th edition of the Regulatory Initiatives Grid this edition reflects the significant reprioritisation that has taken place since the new Government came to power. -
Regulatory Initiatives Grid
The Financial Services Regulatory Initiatives Forum was launched to strengthen coordination between members. This is the latest planned regulatory initiatives for the next 24 months. -
Research Note: More than reminders: Empowering pawnbroking staff for better customer outcomes [pdf]
Research from the FCA examines how to increase surplus collection rates for pawnbroking customers. -
Financial Services Regulatory Initiatives Forum - Minutes: February 2025 [pdf]
Financial Services Regulatory Initiatives Forum meeting minutes February 2025. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition -
Research Note: More than reminders: Empowering pawnbroking staff for better customer outcomes
This research explores the effectiveness of an intervention to improve pawnbroking customer collection rates. -
Retail banks’ treatment of customers in vulnerable circumstances Multi-Firm Review: good practice and areas for improvement
Our review of how retail banks and building societies approach the treatment of customers in vulnerable circumstances, and specifically how they approach bereavement and power of attorney. -
Notice of Decision 2025: Richard Rolfe trading as Continental Cars [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Notice of Decision 2025: North Staffs Leasing Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.