Search results

Showing 121 to 130 of 15967 search results for consumer duty.

121. How to apply for authorisation or registration

     Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
     If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

122. About our data

     Last modified: 14/03/2024
     The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

123. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

     Policy statements Published: 13/12/2017 Last modified: 04/07/2018
     PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... Under the Duty of Responsibility, we can take enforcement action against Senior Managers if:.

124. Apply to become a consumer investments firm

     Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

125. TechSprints

     Tasks for firms Focus areas Published: 06/09/2017 Last modified: 18/03/2024
     Find out more about what TechSprints are and details of our upcoming TechSprint events.

126. Pension scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

127. FCA proposes stronger protection for consumers in financial markets

     Press Releases Published: 14/05/2021 Last modified: 14/05/2021
     Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets

128. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

129. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

130. Electronic money and payment institutions

     Firms Electronic money and payment institutions Last modified: 16/08/2023
     Authorisation for payment institutions are applied under the Revised Payment Services Directive (PSD2). Read more and learn how to submit your application.