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Showing 171 to 180 of 15967 search results for consumer duty.

171. Whistleblowing quarterly data 2023 Q4

     Data Published: 08/03/2024 Last modified: 08/03/2024
     The data shows the number of new whistleblowing reports the FCA received in October and December 2023 and the allegations they featured.

172. Immigration Act 2014

     Tasks for firms Published: 10/11/2015 Last modified: 29/02/2024
     The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK.

173. Submit a change in control notification

     Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
     Find out how to prepare your notification and understand what happens after you submit it.

174. Our Annual Report and Accounts 2021/22

     Annual reports Published: 19/07/2022 Last modified: 21/10/2022
     Our Annual Report and Accounts give updates on what we have delivered and achieved in the past year.

175. Our report on cash savings

     Multi-firm reviews Published: 31/07/2023 Last modified: 31/07/2023
     The report analyses the state of competition in the cash savings market, sets out results the FCA expects to see and the actions needed to achieve these.

176. Information for firms on motor finance complaints 

     Consumer credit firms Published: 24/01/2024 Last modified: 12/04/2024
     Guidance for firms affected by the FCA's review into the historical use of discretionary commission arrangements (DCAs) in the motor finance industry.

177. Supervisory correspondence

     About us How we regulate Published: 18/07/2020 Last modified: 20/03/2024
     Find out how the FCA communicates with the firms it supervises.

178. Carbon credit trading scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.

179. Motor dealers

     Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

180. Framework MoU: Licensed Bodies as Multi-Disciplinary Practices Constituted as Alternative Business Structures [pdf]

     Memorandums of understanding Published: 01/04/2013 Last modified: 30/05/2013
     This memorandum of understanding recognises that regulators and professional bodies have duties to exercise various functions autonomously and in the public interest in mind. Co-operation and appropriate information sharing should provide clarity