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Showing 311 to 320 of 16002 search results for consumer duty.

311. Approving financial promotions

     Tasks for firms Published: 26/11/2019 Last modified: 28/05/2024
     Firms which approve financial promotions must ensure those promotions follow FCA rules. Find out about approving financial promotions of unauthorised persons.

312. Financial promotions quarterly data 2022 Q3

     Data Published: 04/11/2022 Last modified: 03/02/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.

313. Our Perimeter Report

     Annual reports Published: 20/07/2022 Last modified: 05/04/2024
     Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

314. Annual Report 2013/14

     Corporate documents Published: 10/07/2014 Last modified: 16/02/2016
     Our Annual Report 2013/14 covers our first year in operation. It sets out how we delivered against our statutory objectives and highlights our key achievements as an organisation.

315. Testing what gets consumers engaged with their pension – and why

     Research Published: 08/12/2023 Last modified: 13/12/2023
     This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.

316. Shaping the rules for a data-driven future

     Speeches Published: 16/06/2022 Last modified: 16/06/2022
     Speech by our Chief Executive, Nikhil Rathi at the Dutch Authority for the Financial Markets (AFM) 20th anniversary seminar.

317. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

     Speeches Published: 14/03/2024 Last modified: 14/03/2024
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

318. Consumer investments data review April - September 2021

     Data Published: 03/03/2022 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

319. FCA proposes CMC fee price cap

     Press Releases Published: 21/01/2021 Last modified: 26/01/2021
     We have published proposals to introduce a price cap on the fees claims management companies (CMCs) charge their customers in relation to claims for financial products and services.

320. FCA expectations regarding funds in light of coronavirus (Covid-19)

     Firms Last modified: 14/05/2024
     We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).