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Showing 341 to 350 of 15968 search results for consumer duty.
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Investor engagement in a changing regulatory landscape
During the sounding, the recipient should be informed of the resulting legal duties that come with the possession of inside information, and the recipient’s consent to receive the inside information ... Since the FCA was established in 2013 we have had -
Consumer investments data review April - September 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021. -
FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps
FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches. -
Investor protection in the UK: New tools, new challenges
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
How we can help consumers cope during the cost of living squeeze
In this blog, Sheldon Mills discusses the ways we can help consumers, and how we ensure customer protection when faced with financial challenges arising from the cost of living. -
Competition and savings: the regulator’s perspective
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference. -
International regulatory developments affecting investment management
Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024. -
New screening checks required to approve financial adverts
Our new rules will improve the quality of financial marketing to help consumers make good financial decisions -
Charles Randell speech at the Annual Public Meeting 2019
Speech by Charles Randell, Chair of the FCA, delivered at our 2019 Annual Public Meeting. -
The role of regulation in encouraging good culture
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.