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Showing 371 to 380 of 15968 search results for consumer duty.
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Promoting competition in the financial services sector
Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Speech: Culture in UK banking – regulatory priorities
It also means that consumers are able to borrow to an appropriate extent in order to buy housing and consume products they need. ... objectives and consumers.For instance, whether the latter are colloquially referred to as ‘valued customers’ or -
Statement re: promotion of shares in EMMIT plc
and therefore owes certain duties to the FCA. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial system; and to promote -
Statement on certain FCA work in light of coronavirus and changing market conditions
We are providing an update on work that we intend to either stop or postpone in light of the ongoing impact of coronavirus and economic conditions. These changes will allow us to focus our resources on the most urgent work where we can make the most -
Competition and innovation in financial services: the regulator’s perspective
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Cheung Kong Graduate School of Business. -
Undertaking cashflow modelling to demonstrate suitability of retirement-related advice
Our work on reviewing defined benefit transfer advice and our ongoing supervisory work identified concerns about how firms prepare and use cashflow modelling. -
The FCA and the FCA Practitioner Panel publish the findings from their joint survey of industry views
The Financial Conduct Authority (FCA) and the FCA Practitioner Panel have today published the findings from their 2017 survey of FCA-regulated firms. The survey gives a view across the financial services sector of the FCA’s performance as a -
Millions of Britons struggling with bills, warns regulator
The FCA has published a snapshot of the latest edition of its landmark Financial Lives survey and reports on key findings. -
Firms to recommence GAP insurance sales following FCA action
The Financial Conduct Authority (FCA) has confirmed that several firms have been permitted to recommence their sales of Guaranteed Asset Protection (GAP) insurance, following action by the regulator to improve fair value. -
Asset management: common errors when applying for authorisation
Avoid delays and increase your chances of being authorised to work in the UK asset management sector.