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Showing 481 to 490 of 15970 search results for consumer duty.

481. Review of later-life mortgages finds poor advice and misleading promotions

     Press Releases Published: 14/09/2023 Last modified: 14/09/2023
     The review looked at firms responsible for around half of all lifetime mortgage sales.

482. PS21/18: Restricting CMC charges for financial products and services claims

     Policy statements Published: 29/11/2021 Last modified: 29/11/2021
     This policy statement sets out new rules for claims management companies (CMCs). The rules restrict the fees charged by CMCs for managing claims about non-PPI financial products and services.

483. Financial services exemptions in forthcoming Corporate Insolvency and Governance Bill

     Statements Published: 14/05/2020 Last modified: 14/05/2020
     These measures are expected to be included in the Corporate Insolvency and Governance Bill (Bill).

484. FCA asks Financial Advisers to review their processes in retirement income support

     Press Releases Published: 20/03/2024 Last modified: 20/03/2024
     We have written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement income advice.

485. Cost of Living: good and poor practice in the general insurance market

     Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
     We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

486. Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse

     Press Releases Published: 28/05/2014 Last modified: 28/05/2014
     employer and client would not consent to the public disclosure of that information, unless he knows that the recipient is under a duty of confidentiality and that he knows that the ... To support this it has three operational objectives: to secure an

487. FCA finds weak price competition in some areas of the asset management sector

     Press Releases Published: 18/11/2016 Last modified: 18/11/2016
     The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry.

488. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

     Press Releases Published: 09/04/2019 Last modified: 09/04/2019
     The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML

489. Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses

     Press Releases Published: 18/07/2014 Last modified: 08/11/2016
     It also has a duty to promote effective competition when addressing its consumer protection and market integrity objectives. ... Together, the objective and the duty provide the FCA with a strong mandate to help the organisation achieve its strategic aim

490. FCA analysis reveals there are fewer than 1 million interest-only mortgages outstanding

     Press Releases Published: 15/08/2023 Last modified: 15/08/2023
     The number of interest-only (750,000) and part-interest-only (245,000) mortgages has halved since 2015, new FCA analysis has found