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Showing 501 to 510 of 15970 search results for consumer duty.

  1. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

    Policy statements Published: 28/06/2017 Last modified: 05/04/2018
    This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.
  2. GC16/1: Proposed guidance on voluntary redress schemes under the Competition Act 1998

    Guidance consultations Published: 19/01/2016 Last modified: 19/01/2016
    Although this consultation does not directly affect consumers, it does explain how we will review and approve redress scheme applications. ... Therefore, consumers, and organisations that advocate consumer interests, may be interested to learn more about
  3. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

    Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
    Consumers may be interested how individual accountability is being enhanced within financial services.
  4. Improvements needed to the credit information market to deliver better lending decisions for borrowers

    Press Releases Published: 22/11/2022 Last modified: 22/11/2022
    The Financial Conduct Authority (FCA) has set out proposals to improve the credit information sector so it can deliver higher quality and more comprehensive information for consumers and firms.
  5. FCA sets out next steps to improve competition in the UK’s asset management industry

    Press Releases Published: 05/04/2018 Last modified: 11/04/2024
    The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of
  6. FCA publishes decision notice against Alistair Burns deciding to ban him and fine him

    Press Releases Published: 01/12/2016 Last modified: 10/11/2017
    The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI).
  7. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

    Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
    We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.
  8. New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today

    Press Releases Published: 06/02/2015 Last modified: 03/11/2016
    The Practitioner Panels are part of the system that the FCA set up to make and maintain effective arrangements for consulting practitioners and consumers on the extent to which its general ... policies and practices are consistent with its general duties,
  9. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

    Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
    We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and
  10. CP14/10: Proposals for a price cap on high-cost short-term credit

    Consultation papers Published: 15/07/2014 Last modified: 04/11/2016
    We looked at the potential impact of our price cap on firms and consumers, and we believe that it is proportionate and will benefit consumers. ... We believe 100% balances protecting consumers and allowing firms to continue offering loans for different