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Showing 531 to 540 of 15970 search results for consumer duty.

531. The FCA’s new competition powers: what do they mean for the financial services industry?

     Speeches Published: 21/11/2014 Last modified: 09/11/2016
     Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

532. PS14/16: Detailed rules for the price cap on high-cost short-term credit - Including feedback on CP14/10 and final rules

     Policy statements Published: 11/11/2014 Last modified: 07/02/2022
     On 2 January 2015, we introduced a price cap on what high-cost short-term credit lenders can charge.

533. Implementing MiFID II – multi-firm review of research unbundling reforms

     Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
     Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

534. PS15/3: Final rules for independent governance committees, including feedback on CP14/16

     Policy statements Published: 04/02/2015 Last modified: 29/05/2018
     pensions. IGCs will have a duty to act solely in the interests of scheme members and will operate independently of the provider. ... consumers who are members of workplace personal pension schemes and consumer groups seeking better protection for

535. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

     Press Releases Published: 01/09/2016 Last modified: 06/03/2017
     The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

536. FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress

     Press Releases Published: 04/07/2023 Last modified: 04/07/2023
     The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. 

537. FCA to consult on use of 'side pockets' for retail funds with exposure to sanctioned and suspended Russian assets

     Statements Published: 16/03/2022 Last modified: 16/03/2022
     The FCA has begun discussions with stakeholders about options to allow UK authorised retail funds to make exceptional use of 'side pockets' given the significant practical challenges in disposing of Russian and Belarussian assets in the context of

538. From Diocletian to pay day loans: what can we learn from successful and unsuccessful price regulation?

     Speeches Published: 27/02/2018 Last modified: 27/02/2018
     Speech by Mary Starks, Director of Competition and Chief Economist at the FCA, delivered at the Social Market Foundation (SMF) lecture, London.

539. Regulators warn public of pension scammer tactics as victims report losing an average of £91,000 in 2017

     Press Releases Published: 14/08/2018 Last modified: 14/08/2018
     A new campaign to tackle pension scams launches today as the latest figures reveal that victims of pension scammers lost an average of £91,000 each in 2017. 

540. FCA bans Angela Burns from acting as a non-executive director and fines her for her failure to declare conflicts of interest

     Press Releases Published: 14/12/2018 Last modified: 14/12/2018
     The Financial Conduct authority (FCA) has banned Angela Burns from acting as a non-executive director (NED) and fined her £20,000 for failing to act with integrity at two mutual societies.