Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 691 to 700 of 15977 search results for consumer duty.

  1. WOLF

    Warnings Published: 11/11/2021 Last modified: 12/11/2021
    WOLF is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. BITFXD

    Warnings Published: 15/03/2023 Last modified: 15/03/2023
    BITFXD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. Foxane

    Warnings Published: 08/02/2022 Last modified: 08/02/2022
    Foxane is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  5. Regulatory reporting

    Tasks for regulated firms Published: 03/05/2016 Last modified: 09/02/2023
    Find out more about the type of reports you should be sending us to comply with our regulatory requirements.
  6. MTI24

    Warnings Published: 10/03/2020 Last modified: 10/03/2020
    MTI24 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Crypto: The basics

    InvestSmart Last modified: 10/05/2024
    If you are thinking about buying crypto you need to know the basics and understand the risks before jumping in.
  8. 4ex7

    Warnings Published: 28/08/2020 Last modified: 28/08/2020
    4ex7 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. LBLV

    Warnings Published: 05/01/2021 Last modified: 05/01/2021
    LBLV is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. LIVEFX

    Warnings Published: 12/09/2022 Last modified: 12/09/2022
    LIVEFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.