Search results

Showing 1641 to 1650 of 7095 search results for final notice.

1641. FSA Final Notice 2010: Delwyn Arthur Way [pdf]

      Final notices Published: 09/06/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Delwyn Arthur Way

1642. FSA Final Notice 2010: Andre Jean Scerri [pdf]

      Final notices Published: 29/10/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Andre Jean Scerri

1643. FSA Final Notice 2004: John Sutton Partnership [pdf]

      Final notices Published: 01/12/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: John Sutton Partnership

1644. FSA Final Notice 2003: Mr G Piggott [pdf]

      Final notices Published: 01/09/2003 Last modified: 14/06/2014
      FSA Final Notice 2003: Mr G Piggott

1645. Final Notice 2021: Christopher Carey [pdf]

      Final notices Published: 12/04/2021
      In this final notice, the Authority has refused the application on the basis that Mr Carey does not satisfy the Threshold Conditions in relation to all of the regulated activities for which he would have permission if the application was granted.

1646. FSA Final Notice 2009: Neil David Marlow [pdf]

      Final notices Published: 21/07/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Neil David Marlow

1647. FSA Final Notice 2004: George Kenneth Davenport Gregg [pdf]

      Final notices Published: 01/10/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: George Kenneth Davenport Gregg

1648. FSA Final Notice 2003: R A Logan & Co [pdf]

      Final notices Published: 01/08/2003 Last modified: 14/06/2014
      FSA Final Notice 2003: R A Logan & Co

1649. FCA Final Notice 2014: Financial Limited [pdf]

      Final notices Published: 23/07/2014 Last modified: 13/03/2015
      This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction.

1650. FSA Final Notice 2009: Newcastle Home Loans Limited [pdf]

      Final notices Published: 26/02/2009 Last modified: 16/06/2015
      FSA Final Notice 2009: Newcastle Home Loans Limited