Showing 1642 to 1651 of 8833 search results for final notice.

1642. Final notices

      List of published final notices.

1643. FSA Final Notice 2010: Paolo Maranzana [pdf]

      Final notices

      Published: 13/12/2010

      Last modified: 14/06/2014

      FSA Final Notice 2010: Paolo Maranzana

1644. FSA Final Notice 2010: Richard Barclay [pdf]

      Final notices

      Published: 13/04/2010

      Last modified: 14/06/2014

      FSA Final Notice 2010: Richard Barclay

1645. Final Notice 2025: Sigma Broking Limited [pdf]

      Final notices

      Published: 01/08/2025

      This Final Notice (Sigma Broking Limited) refers to breaches of PRIN 3 and MiFIR related to transaction reporting in the trading firm sector. We imposed a financial penalty.

1646. FSA Final Notice 2007: Flett Sinclair Insurance Brokers Limited (FSIB) [pdf]

      Final notices

      Published: 17/12/2007

      Last modified: 14/06/2014

      FSA Final Notice 2007: Flett Sinclair Insurance Brokers Limited (FSIB)

1647. FSA Final Notice 2003: Roger Jay Financial Services [pdf]

      Final notices

      Published: 01/01/2003

      Last modified: 14/06/2014

      FSA Final Notice 2003: Roger Jay Financial Services

1648. FSA Final Notice 2006: Edward Harding (trading as Bond Services) [pdf]

      Final notices

      Published: 31/05/2006

      Last modified: 14/06/2014

      FSA Final Notice 2006: Edward Harding (trading as Bond Services)

1649. FSA Final Notice 2007: Thomas Gibson (Life & Pensions Consultants) Limited [pdf]

      Final notices

      Published: 21/09/2007

      Last modified: 14/06/2014

      FSA Final Notice 2007: Thomas Gibson (Life & Pensions Consultants) Limited

1650. FSA Final Notice 2007: Sesame Limited [pdf]

      Final notices

      Published: 19/04/2007

      Last modified: 14/06/2014

      FSA Final Notice 2007: Sesame Limited

1651. FSA Final Notice 2007: Intelligent Finance Corporation Limited [pdf]

      Final notices

      Published: 31/07/2007

      Last modified: 14/06/2014

      FSA Final Notice 2007: Intelligent Finance Corporation Limited

1652. FSA Final Notice 2010: Sally Whitaker trading as Rock Pool [pdf]

      Final notices

      Published: 16/09/2010

      Last modified: 14/06/2014

      FSA Final Notice 2010: Sally Whitaker trading as Rock Pool