Showing 3842 to 3851 of 8833 search results for final notice.

3842. Final notices

      List of published final notices.

3843. FCA fines ARCM £873,118 for breaches of short selling disclosure rules

      Press Releases

      Published: 14/10/2020

      Last modified: 14/10/2020

      The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built

3844. FCA bans IFA directors who provided false and misleading SIPP declarations

      Press Releases

      Published: 12/10/2020

      Last modified: 12/10/2020

      The FCA has banned Peter Howson and John Butterfield from performing any regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status. 

3845. FCA seeks further views on enforcement transparency proposals

      Press Releases

      Published: 28/11/2024

      Last modified: 28/11/2024

      The FCA has published the second phase of its consultation on proposals for a measured increase in transparency about its enforcement investigations, and set out plans for further engagement after significant concerns were raised in relation to the

3846. Former chief executive of stockbroker firm fined £450,000 and banned

      Press Releases

      Published: 13/03/2015

      Last modified: 13/03/2015

      the FCA to issue its final notice, which reflects the FSA’s 2012 decision. ... The Final notice for Gracechurch Investments Limited (in liquidation), 20th December 2012.

3847. FCA seeks views on proposals to provide fair access to the London Stock Exchange’s data centre rooftop

      News stories

      Published: 05/09/2025

      Last modified: 05/09/2025

      The FCA is investigating whether competition has been hindered for low latency connectivity services between certain trading venues.

3848. Information on investigations into breaches under SM&CR - November 2024

      FOI releases

      Published: 22/11/2024

      Last modified: 30/10/2025

      FCA provides information on investigations into breaches under SM&CR - November 2024

3849. CP22/1: Financial Services Compensation Scheme – Management Expenses Levy Limit 2022/23

      Consultation papers

      Published: 12/01/2022

      Last modified: 25/03/2022

      In a joint consultation with the PRA, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme.

3850. FCA bans Magnus Michael Peterson from the financial services industry

      Press Releases

      Published: 26/10/2015

      Last modified: 21/11/2016

      The Final Notice for Mr Peterson.

3851. FCA fines Reckitt Benckiser £539,800 for listing rule failures

      Press Releases

      Published: 20/01/2015

      Last modified: 30/08/2015

      The Final Notice for Reckitt Benckiser Group.

3852. FCA censures Amigo for failing to conduct adequate affordability checks

      Press Releases

      Published: 14/02/2023

      Last modified: 14/02/2023

      The FCA has publicly censured Amigo Loans Ltd for failing to conduct adequate affordability checks on borrowers and guarantors.